Did you lose money investing with former U.S. Bancorp Investments, Inc. broker Ian Geeves (CRD# 5328479)? He was registered with Vanderbilt Securities, LLC in Carlsbad, California, from 2022 to 2023, and LPL Financial LLC in Carlsbad, California, from 2017 to 2022, when he was terminated regarding, “Distributed Firm-unapproved consolidated reports to prospective customers.” He was registered with U.S. Bancorp Investments, Inc. in Temecula, California, from 2012 to 2017.
In July 2024, FINRA barred him indefinitely after he failed to respond to FINRA requests for information.
Ian Geeves Customer Complaints
He has been the subject of two customer complaints between 2023 and 2025, one of which was closed without action, according to his CRD report:
July 2025. “Customer alleges Advisor and Broker-Dealer/IA breached contract and covenant of good faith/fair dealing, breached fiduciary duty, and committed fraud while handling life insurance proceeds.” The customer is seeking $400,000 in damages, and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, U.S. Bancorp Investments, Inc. may be liable for investment or other losses suffered by Ian Geeves’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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