Erez Law is investigating Aegis Capital Corp. broker Hector Crespo Jr. (CRD# 3015246) regarding stock losses. He has been registered with Aegis Capital Corp. in Melville, New York, since 2011.
Hector Crespo Jr Customer Complaints
He has been the subject of eight customer complaints between 2000 and 2022, one of which was denied and one was closed without action, according to his CRD report. The most recent complaint was regarding:
November 2022. “Time frame: 2017 – May 2022. Claimant alleges unsuitable investments.” The customer is seeking $1,189,000 in damages and the case is currently pending. The complaint was regarding common and preferred stocks.
January 2022. “Unsuitable investment recommendations; breach of fiduciary duty.” The complaint was regarding $30,846.51 in damages, and it was settled for $10,000. The complaint was regarding common and preferred stocks.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Aegis Capital Corp. may be liable for investment or other losses suffered by Hector Crespo Jr.’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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