There are options for clients of former UBS Financial Services Inc. broker Gregor Grajek (CRD# 1220268), who is accused of stock losses. He was registered with UBS Financial Services Inc. in San Diego, California, from 2008 to 2024, and Morgan Stanley & Co. Incorporated in Fallbrook, California, from 2007 to 2009.
Gregor Grajek Customer Complaints
He has been the subject of six customer complaints between 2007 and 2025, three of which were denied, according to his CRD report. The most recent complaints were regarding:
July 2025. “Statement of Claim filed on behalf of the client, who is the ex-wife of the FA, alleges, inter alia, that the ownership of joint accounts held at Morgan Stanley was converted by the FA to his name only and that funds were misappropriated from the accounts Dec 1989 – Dec 2008.” The case is currently pending. The complaint was regarding common and preferred stock losses, and it took place while he was registered with Morgan Stanley.
March 2017. “April 2013 through 2016 Claimants allege the accounts at issue underperformed as a result of an alleged breach of fiduciary duty, misrepresentations, negligence, gross negligence and financial abuse of a dependent adult in relation to allegedly unsuitable investments in unit investment trusts and mutual funds.” The case was settled for $140,000. The complaint took place while he was registered with UBS Financial Services Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, UBS Financial Services Inc. may be liable for investment or other losses suffered by Gregor Grajek’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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