GWG Holdings Inc. Losses with Center Street Securities, Inc. Broker Glenn Romer

GWG Holdings Inc.

Erez Law is currently investigating Center Street Securities, Inc. broker Glenn Romer (CRD# 4841915) regarding GWG Holdings Inc. L Bonds losses. He has been registered with Center Street Securities, Inc. in Vero Beach, Florida since 2010. 

Glenn Romer Customer Complaints

He has been the subject of two customer complaints in 2022, according to his CRD report:

June 2022. “Client alleges registered representative recommended an unsuitable investment.” The customer is seeking $250,000 in damages and the case is currently pending. The complaint was regarding GWG Holdings Inc. L Bonds.

June 2022. “Clients allege registered representative recommended unsuitable investments.” The customer is seeking $500,000 in damages and the case is currently pending. The complaint was regarding alternative products. 

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Center Street Securities, Inc. may be liable for investment or other losses suffered by Glenn Romer’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.