There are options for clients of Bok Financial Securities, Inc. broker Gihan Fernando (CRD# 4469669) who suffered investment losses. Fernando has been registered with Bok Financial Securities, Inc. in Sugar Land, Texas since 2003.
Fernando has been the subject of one customer complaint, according to his CRD report:
July 2020. “Claimants allege unsuitable product recommendations. A total of seven transactions are included in the claim and were executed between March 2014 and November 2017.” The customer is seeking $1 million in damages and the case is currently pending. The complaint is regarding business development companies (BDCs) and real estate investment trusts (REITs).
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Bok Financial Securities, Inc. may be liable for investment or other losses suffered by Fernando’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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