Aegis Capital Corp. broker Gerald Seigel (CRD# 418229) is accused of structured product losses. He has been registered with Aegis Capital Corp. in Sarasota, Florida, since 2015.
Gerald Seigel Customer Complaints
He has been the subject of three customer complaints between 2001 and 2025, two of which were denied, according to his CRD report:
February 2025. “Time frame: 2015 – present. Claimants allege breach of fiduciary duty, negligence and breach of contract.” The case is currently pending. The complaint was regarding structured product losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Aegis Capital Corp. may be liable for investment or other losses suffered by Gerald Seigel’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis
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