Did you lose money investing with Newbridge Securities Corporation broker Gaspar Garcia (CRD# 3244396) who is accused of alternative investment losses? He has been registered with Newbridge Securities Corporation in Boca Raton, Florida since 2012.
Gaspar Garcia Customer Complaints
He has been the subject of four customer complaints between 2008 and 2022, three of which were denied, according to his CRD report:
June 2022. “Negligence, Breach of Fiduciary Duty, Negligent Supervision, Fraud.” The customer is seeking $150,000 in damages and the case is currently pending. The complaint was regarding alternative investments.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Newbridge Securities Corporation may be liable for investment or other losses suffered by Gaspar Garcia’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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