Dempsey Lord Smith, LLC broker Gal Horev (CRD# 5138931) is accused of direct investment losses. He has been registered with Dempsey Lord Smith, LLC in Irvine, California, since 2017.
Gal Horev Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
June 2024. “Fraud, deceit, misrepresentation, and omissions of material facts.” The customer is seeking $394,486 in damages, and the case is currently pending. The complaint took place while he was registered with Dempsey Lord Smith, LLC, and it was regarding direct investment losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Dempsey Lord Smith, LLC may be liable for investment or other losses suffered by Gal Horev’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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