Erez Law is currently investigating former Transamerica Financial Advisors, Inc. broker Frank Snyder (CRD# 3120216) regarding real estate securities investment fraud. He has been registered with Cambridge Investment Research, Inc. in Greenville, Illinois since 2016. Previously, he was registered with Transamerica Financial Advisors, Inc. Greenville, Illinois from 2008 to 2016.
Frank Snyder Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
January 2022. “The Statement of Claim suggests that the financial professional recommended significant concentrations of non-conventional investments.” The customer is seeking $125,000 in damages and the case is currently pending. The complaint was regarding real estate securities losses and it took place while he was registered with Transamerica Financial Advisors, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Transamerica Financial Advisors, Inc. may be liable for investment or other losses suffered by Frank Snyder’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.