Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Transamerica Financial Advisors, Inc. financial advisor Robert Perta (CRD# 1688568) regarding investment fraud. Perta was registered with Transamerica Financial Advisors, Inc. in Oak Brook, Illinois from 2012 to 2018.
Perta has been the subject of two customer complaints between 1997 and 2018, one of which was denied, according to his CRD report:
February 2018. “Claimants, [customer] alleged representative provided their personal and financial information to former representative [third party] in an effort to defraud them out of their investments funds.” The customer is seeking $4,279,093 in damages and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Transamerica Financial Advisors, Inc. may be liable for investment or other losses suffered by Perta’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.