Erez Law is currently investigating former Avantax Investment Services, Inc. broker Eileen Cure (CRD# 2224269) regarding direct investment losses. She was registered with LPL Financial LLC in Nederland, Texas, from 2018 to 2021. Previously, she was registered with HD Vest Investment Services in Nederland, Texas, from 2004 to 2018.
Eileen Cure Customer Complaints
She has been the subject of two customer complaints in 2022, according to her CRD report:
October 2022. “Customers alleged representative over concentrated their assets in unsuitable illiquid investments.” The customer is seeking $200,000 in damages. The complaint took place while he was registered with Avantax Investment Services, Inc. The complaint was regarding direct investment losses.
May 2022. “The Statement of Claim alleges the financial professional recommended an investment that was unsuitable for her customer.” The customer sought $25,000 in damages and the case was settled for $15,833. The complaint took place while she was registered with Avantax Investment Services, Inc. The complaint was regarding direct investment losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Avantax Investment Services, Inc. may be liable for investment or other losses suffered by Eileen Cure’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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