Were you the victim of former PNC Investments broker Edmund Hughes (CRD# 4906249)? He has been registered with PNC Investments in Hendersonville, North Carolina, since 2019. He was registered with Wells Fargo Clearing Services, LLC in Spartanburg, South Carolina, from 2015 to 2019.
Edmund Hughes Customer Complaints
He has been the subject of one customer complaint in 2024, according to his CRD report:
March 2024. “Client alleges representative did not inform her of tax consequences of recommended transaction.” The case was settled for $210,000. The complaint took place while he was registered with PNC Investments.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, PNC Investments may be liable for investment or other losses suffered by Edmund Hughes’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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