There are options for customers of J.P. Morgan Securities LLC broker Dustin Chase (CRD# 45046) who suffered managed account losses due to investment fraud. He has been registered with J.P. Morgan Securities LLC in Mineola, New York since 2012.
Dustin Chase Customer Complaints
Dustin Chase has been the subject of one customer complaint, according to his CRD report:
October 2021. “Claimant alleges the Registered Rep conspired with a third party to change the TOD beneficiary, allowing the third party access to funds. Activity date on or prior to February 10, 2020.” The customer is seeking $500,000 in damages and the case is currently pending. The complaint was regarding investment losses in a managed account.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, J.P. Morgan Securities LLC may be liable for investment or other losses suffered by Dustin Chase’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.