There are options for clients of Wells Fargo Clearing Services, LLC broker Duncan Gillan (CRD# 1133343) who suffered investment losses. He has been registered with Wells Fargo Clearing Services, LLC in Boston, Massachusetts, since 2008.
Duncan Gillan Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
December 2022. “Customers complained that the financial advisor failed to provide accurate daily status reports as instructed, resulting in opportunity losses pending a reconciliation of the account balances. (6/1/2013-12/8/2022).” The customer sought $1,500,000 in damages, and the case was settled for $487,500. The complaint was regarding municipal debt losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wells Fargo Clearing Services, LLC may be liable for investment or other losses suffered by Duncan Gillan’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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