Former Ameriprise Financial Services, LLC broker Drew Peacock (CRD# 5834481) is accused of making recommendations leading to client investment losses. He was registered with Ameriprise Financial Services, LLC in Pensacola, Florida, from 2019 to 2024, when he was terminated regarding, “Registered Representative Was Terminated For Failing To Follow Direction From The Firm.” He was previously registered with Edward Jones in Pensacola, Florida, from 2010 to 2019.
Drew Peacock Customer Complaints
He has been the subject of six customer complaints between 2014 and 2024, one of which was denied, according to his CRD report:
November 2024. “The clients verbally alleged incorrect information was provided by the representative on bond purchases completed in January and February of 2023.” The case was settled for $132,163.68. The complaint was regarding corporate debt losses.
September 2024. “The clients verbally alleged that the advisor provided incorrect information regarding the future appreciation of Activision bonds purchased in January and February 2023.” The case was settled for $15,022.23. The complaint was regarding corporate bonds and debts, specifically Activision Bonds.
September 2024. “The client’s attorney alleges the advisor misrepresented performance potential of Activision bonds purchased in 2022 and 2023.” The customer sought $607,235.12 in damages, and the case was settled for $177,743.86. The complaint was regarding corporate debt losses.
September 2024. “The client verbally alleged incorrect information was provided by the representative on bond purchases completed in December 2022 and January 2023.” The case was settled for $16,694.55. The complaint was regarding corporate debt losses.
June 2024. “The client alleged the advisor purchased Activision bonds in January 2023 without authorization.” The case was settled for $63,956. The complaint was regarding corporate debt losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Ameriprise Financial Services, LLC may be liable for investment or other losses suffered by Drew Peacock’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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