Erez Law is currently investigating MML Investors Services, LLC broker Dexter Baker (CRD# 2995602) regarding variable annuity investment losses. He has been registered with MML Investors Services, LLC in Tallahassee, Florida since 2017. Previously, he was registered with MSI Financial Services, Inc. in Tallahassee, Florida from 2009 to 2017.
Dexter Baker Customer Complaints
He has been the subject of two customer complaints between 2011 and 2022, according to his CRD report:
January 2022. “The complainant alleges that his registered representative, on or about December 2021, transferred the wrong amount of money, out of the wrong variable annuity, resulting in a loss.” The case is currently pending. The complaint was regarding variable annuity losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, MML Investors Services, LLC may be liable for investment or other losses suffered by Dexter Baker’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.