Erez Law is currently investigating Aaron Capital Incorporated broker David Wolfe (CRD# 1019315) regarding allegedly mishandling client funds. David Wolfe has been registered with Aaron Capital Incorporated in Columbus, Georgia since 2002.
David Wolfe Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
October 2021. “Alleged I mishandled the account and a loan was given to an affiliate company.” The customer sought $255,000 in damages and the case was settled for $178,814. The complaint was regarding unspecified securities and a personal loan.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Aaron Capital Incorporated may be liable for investment or other losses suffered by David Wolfe’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.