Erez Law is currently investigating Moloney Securities Co., Inc. broker David Wampler (CRD# 2906256), who is accused of corporate debt investment losses. He has been registered with Moloney Securities Co., Inc. in Kerrville, Texas, since 2003 and with Moloney Securities Asset Management LLC in Kerrville, Texas, since 2016.
David Wampler Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
April 2023. “Suitability/negligence. 2021.” The customer is seeking $100,000 in damages and the case is currently pending. The complaint was regarding corporate debt.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Moloney Securities Co., Inc. may be liable for investment or other losses suffered by David Wampler’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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