Erez Law Investigates Former Aegis Capital Corp. Broker David Reimer

Aegis Capital Corp

There are options for customers of former Aegis Capital Corp. broker David Reimer (CRD# 2350952) regarding private placement losses. He has been registered with Dominari Securities LLC in New York, New York, since 2024. He was registered with Aegis Capital Corp. in New York, New York, from 2017 to 2024, and National Securities Corporation in Mineola, New York, from 2015 to 2017.

David Reimer Customer Complaints

He has been the subject of seven customer complaints between 1997 and 2025, one of which was withdrawn and two were dismissed, according to his CRD report. The most recent complaints were regarding:

October 2025. “Time frame: Unspecified. Customer alleges breach of fiduciary duty, unsuitable investments, material misrepresentations, material omissions, breach of FINRA rules and breach of contract on the part of Registered Representative in relation to the customer’s investments.” The case is currently pending. The complaint was regarding private placement losses, and it took place while he was registered with Aegis Capital Corp.

May 2025. “Failure to supervise, unsuitable investments.” The customer is seeking $50,000 in damages, and the case is currently pending. 

January 2025. “Breach of Fiduciary Duty and Negligence.” The customer is seeking $100,000 in damages, and the case is currently pending. 

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore,  Aegis Capital Corp. may be liable for investment or other losses suffered by David Reimer’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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Author: Jeffrey Erez

The founder of Erez Law, Jeffrey Erez, focuses exclusively on securities arbitration and litigation. Mr. Erez passionately believes in representing aggrieved investors and obtaining justice for his clients through litigation.