Pruco Securities, LLC Broker David Radford Accused of Unsuitable Investment Recommendations

Pruco Securities

There are options for clients of Pruco Securities, LLC broker David Radford (CRD# 7272317), who is accused of unsuitable investment recommendations related to variable annuity losses. He has been registered with Pruco Securities, LLC and with Prudential Financial Planning Services in Melbourne, Florida, since 2020.

David Radford Customer Complaints

He has been the subject of one customer complaint, according to his CRD report:

September 2022. “Customer Alleges the rep did not fully disclose all the facts regarding investment objectives and suitability.” The case was settled for $169,466.90. The complaint was related to variable annuity investment losses. The complaint took place while he was registered with Pruco Securities, LLC.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Pruco Securities, LLC  may be liable for investment or other losses suffered by David Radford’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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