Were you the victim of Cetera Advisors LLC broker David Perrotto (CRD# 4960240)? He has been registered with Cetera Advisors LLC in Webster, New York, since 2012, Cetera Investment Advisers LLC in Webster, New York, since 2024, and Bright Futures Wealth Management, LLC in Webster, New York, since 2021. Previously, he was registered with Chase Investment Services Corp. in New York, New York, from 2010 to 2011, when he was terminated regarding, “during a routine audit firm determined that registered rep maintained a photocopied client signed document that contained inked in information.”
David Perrotto Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
June 2024. “Claimants allege unspecified investment recommendations which resulted in losses.” The case is currently pending. The complaint was regarding real estate security losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Cetera Advisors LLC may be liable for investment or other losses suffered by David Perrotto’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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