Were you the victim of Oppenheimer & Co. Inc. broker David Fiegeles (CRD# 1530561)? He has been registered with Oppenheimer & Co. Inc. in Melville, New York since 2003.
David Fiegeles Customer Complaints
He has been the subject of two customer complaints between 2009 and 2022, according to his CRD report. The most recent complaint was regarding:
June 2022. “Claimant alleges the following against David Feigeles: Breach of Fiduciary Duty and Breach of Duty arising under FINRA Rules; Aiding and Abetting a Breach of Duty; Breach of Contract; Conversion/Money Had and Received; Negligence; Unjust Enrichment; Accounting; Respondeat Superior; Control Person Liability; Failure to Supervise; Suitability, Churning and Unauthorized Trading. December 2012-May 2022.” The customer is seeking $3,500,000 in damages and the case is currently pending. The complaint took place while he was registered with Morgan Stanley and Oppenheimer & Co. Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Oppenheimer & Co. Inc. may be liable for investment or other losses suffered by David Fiegeles’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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