There are options for customers of Dawson James Securities, Inc. broker Danilo Fuentes (CRD# 2596044) who suffered investment losses. Fuentes has been registered with Dawson James Securities, Inc. in Columbia, Maryland since 2007.
Fuentes has been the subject of nine customer complaints between 1999 and 2018, according to his CRD report. Recent complaints are regarding:
November 2018. “Claimant alleges unauthorized transactions, unsuitable recommendations, misrepresentations, and failure to supervise.” The customer is seeking $1,377,280.02 in damages and the case is currently pending. This complaint took place while Fuentes was registered with Dawson James Securities, Inc. and was regarding direct investment and equity OTC.
July 2017. “Unsuitability, negligence, misrepresentation. January 2012 claimant was solicited to engage in the purchase of restricted stock and warrants.” The customer sought $50,000 in damages and the case was settled for $3,600. The complaint took place while Fuentes was registered with Dawson James Securities, Inc. and was regarding common and preferred stocks.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Dawson James Securities, Inc. may be liable for investment or other losses suffered by Fuentes’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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