Options for Clients of LPL Financial LLC and Global Retirement Partners LLC Broker Daintry Price

LPL Financial LLC

Did you lose money investing with LPL Financial LLC and Global Retirement Partners LLC broker Daintry Price (CRD# 1692616)? He has been registered with LPL Financial LLC in Bellevue, Washington since 2022 and with Global Retirement Partners LLC in Bellevue, Washington since 2021. Previously, he was registered with Conover Capital Management in Bellevue, Washington from 2018 to 2022, with Conover Securities Corporation in Bellevue, Washington from 2015 to 2022, and with Conover Securities Corporation in Bellevue, Washington from 2015 to 2022. 

Daintry Price Customer Complaints

He has been the subject of two customer complaints in 2022, according to his CRD report:

August 2022. “Deceased client’s heirs are alleging that there was an estimated $100,000.00 loss in the value of the client’s account between the requested date of liquidation and date of actual liquidation.” The customer is seeking $100,000 in damages and the case is currently pending. The complaint took place while he was registered with Global Retirement Partners, LLC and LPL Financial LLC and was regarding an AssetMark Investment Advisory account. 

July 2022. “Deceased client’s heirs are alleging that there was an estimated $100,000.00 loss in the value of the client’s account between the requested date of liquidation and date of actual liquidation.” The customer is seeking $100,000 in damages and the case is currently pending. The complaint took place while he was registered with Global Retirement Partners, LLC and LPL Financial LLC and was regarding an AssetMark Investment Advisory account. 

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC and Global Retirement Partners LLC may be liable for investment or other losses suffered by Daintry Price’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.