Erez Law is currently investigating Great Point Capital LLC broker Curtis Sathre III (CRD# 2459115) regarding energy sector losses. He has been registered with Great Point Capital LLC in Chicago, Illinois, since 2023, and Great Point Advisors, LLC in Oceanside, California, since 2025. He was registered with JRL Capital Advisors LLC in Oceanside, California, from 2011 to 2025, JRL Capital Corporation in Laguna Hills, California, from 2011 to 2023, Western Financial Advisors in Irvine, California, from 2000 to 2011, and WFP Securities in Irvine, California, from 1994 to 2011.
Curtis Sathre III Customer Complaints
He has been the subject of four customer complaints between 2009 and 2025, one of which was closed without action, according to his CRD report. The most recent complaint was regarding:
January 2025. “Investment disputes from 2004 – 2009 that ended in FINRA DR 10-00507 for the defense with the defense’s costs and expert fees assessed against the investor and an expungement award for the broker.” The case is currently pending. The complaint was regarding oil and gas investments and real estate securities, and it took place while he was registered with WFP Securities.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Great Point Capital LLC may be liable for investment or other losses suffered by Curtis Sathre III’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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