DFPG Investments, LLC Broker Colin Mansfield Investment Loss Options

DFPG Investments, LLC

Erez Law is currently investigating DFPG Investments, LLC broker Colin Mansfield (CRD# 4643275), who is accused of real estate investment losses. He has been registered with DFPG Investments, LLC in San Jose, California, since 2015. Previously, he was registered with First Allied Advisory Services, Inc. in San Jose, California, from 2010 to 2015.

In June 2018, criminal charges were brought against him related to a misdemeanor related to disturbing the peace.

Colin Mansfield Customer Complaints

He has been the subject of one customer complaint, according to his CRD report:

May 2023. “Client alleges breach of contract related to a recommended real estate security.” The customer is seeking $300,000 in damages, and the case is currently pending. The complaint was regarding real estate securities, and it took place while he was registered with DFPG Investments, LLC.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, DFPG Investments, LLC may be liable for investment or other losses suffered by Colin Mansfield’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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Author: Jeffrey Erez

The founder of Erez Law, Jeffrey Erez, focuses exclusively on securities arbitration and litigation. Mr. Erez passionately believes in representing aggrieved investors and obtaining justice for his clients through litigation.