There are options for clients of Oppenheimer & Co. Inc. broker Clifford Hodgman (CRD# 4305009) who suffered investment losses in stocks. He has been registered with Oppenheimer & Co. Inc. in Kalamazoo, Michigan, since 2009.
Clifford Hodgman Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
July 2025. “Claimant alleges he suffered losses because he was not advised to diversify his account. 2008 to Present.” The case is currently pending. The complaint was regarding common and preferred stocks.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Oppenheimer & Co. Inc. may be liable for investment or other losses suffered by Clifford Hodgman’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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