There are options for clients of LPL Financial LLC broker Christopher Polimeni (CRD# 1643121) who suffered investment losses. He has been registered with LPL Financial LLC in Irvine, California, since 2025. He was registered with Western International Securities in Irvine, California, from 2017 to 2025, and Financial West Group in Irvine, California, and Western International Securities, Inc. in Irvine, California, from 2017 to 2025.
Christopher Polimeni Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
April 2025. “Customer alleged that financial professional converted customer’s assets by transferring them to a foundation.” The customer is seeking $1,600,000 in damages, and the case is currently pending. The complaint took place while he was registered with Western International Securities.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Christopher Polimeni’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields
