Can I recover losses from investments with Janney Montgomery Scott LLC broker Catherine Jeff (CRD# 2170564)? She has been registered with Brean Capital, LLC in Atlanta, Georgia, since 2026. She was registered with Janney Montgomery Scott LLC in Atlanta, Georgia, from 2019 to 2026, and Fig Partners, LLC in Atlanta, Georgia, from 2007 to 2019.
Catherine Jeff Customer Complaints
She has been the subject of one customer complaint, according to her CRD report:
September 2021. “Claim alleges that accounts were permitted to be unsuitably invested by a senior client using a margin strategy, which was implemented at a prior firm and resulted in a margin call liquidation in March of 2020.” The customer sought $7,152,540.24 in damages, and the case was settled for $2,175,000. The complaint was regarding corporate debt and common and preferred stocks, and it took place while she was registered with Janney Montgomery Scott LLC and Fig Partners, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Janney Montgomery Scott LLC may be liable for investment or other losses suffered by Catherine Jeff’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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