Category: Unsuitable Investments
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Allegis Investment Services, LLC financial advisor Heath Bowen (CRD# 4824684). Bowen has been registered with Allegis Investment Services, LLC in Idaho Falls, Idaho … Continue reading
There are options for customers of Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisor Craig Mardany (CRD# 4356113) who suffered losses due to unsuitable investment recommendations. Mardany has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in … Continue reading
Erez Law is currently investigating former Oppenheimer & Co. Inc. financial advisor Daniel Morris (CRD# 1046760) regarding unauthorized and unsuitable trades in customer accounts. Morris has been registered with Westport Capital Markets, LLC in Westport, Connecticut since 2016. Previously, Morris … Continue reading
Did you lose money investing with Morgan Stanley financial advisor David Janny (CRD# 1272727) regarding unauthorized, unsuitable and excessive short-selling in customer accounts? Janny has been registered with Morgan Stanley in Westport, Connecticut since 2012. Janny has been the subject … Continue reading
Were you the victim of former Morgan Stanley financial advisor Matthew Singer (CRD# 4972708) who is alleged to make unsuitable recommendations? Singer has been registered with Morgan Stanley in Aventura, Florida from July 2013 to March 2016. Previously, he was … Continue reading
Erez Law is currently investigating Cambridge Investment Research, Inc. financial advisor John Pronovost (CRD# 1990612) regarding unsuitable investments and misrepresentations. Pronovost has been registered with Cambridge Investment Research, Inc. in Watertown, Connecticut since 2008. It is alleged that Pronovost recommended … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with J.J.B. Hilliard, W.L. Lyons, LLC financial advisor William Wobbe (CRD# 2620880) who is alleged to engage in unauthorized trading and unsuitability of investment … Continue reading
There are options for customers of former Morgan Stanley financial advisor Francis Ciabattoni (CRD# 1011428) who is alleged to recommend unsuitable investments for his customers. Ciabattoni was registered with Morgan Stanley in Wilmington, Delaware from 2009 to February 2018. Ciabattoni … Continue reading
Were you the victim of former Wells Fargo Clearing Services, LLC financial advisor Richard Shotz (CRD# 1681893)? Shotz was registered with Wells Fargo Clearing Services, LLC in Daytona Beach, Florida from 2015 to March 2018 when he was terminated regarding, … Continue reading
There are options for customers of former Garden State Securities, Inc. broker Raymond Pirrello Jr. (CRD# 2782019) who suffered investment losses. Pirrello was registered with Garden State Securities, Inc. in Hackensack, New Jersey from 2008 to May 2016. In September … Continue reading