Category: Unsuitable Investments
Erez Law is currently investigating Wells Fargo Clearing Services, LLC financial advisor David Dill (CRD# 2878249) regarding energy sector losses. Dill has been registered with Wells Fargo Clearing Services, LLC in Merrillville, Indiana since 2008. Over the past few years, … Continue reading
Were you the victim of former Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisor Stan Leavitt (CRD# 2571093)? Leavitt has been registered with Ameriprise Financial Services, Inc. in Roseville, California since June 2017. Previously, Leavitt was registered with Merrill … Continue reading
Halliday Financial, LLC financial advisor Sandy Siff (CRD# 1443029) is accused of unsuitable investment recommendations. Siff has been registered with Halliday Financial, LLC in Glen Head, New York since 1993. Siff has been the subject of one customer complaint, according … Continue reading
Have you suffered investment losses due to recommendations from Ameriprise Financial Services, Inc. financial advisor Alfred Weaver (CRD# 460549? Weaver has been registered with Ameriprise Financial Services, Inc. in Westborough, Massachusetts since 2012. Weaver has been the subject of three … Continue reading
Have you suffered losses due to investments with Investacorp, Inc. financial advisor William Richardson (CRD# 721293)? Richardson has been registered with Investacorp, Inc. in Houston, Texas since 2012. Richardson has been the subject of five customer complaints between 2008 and … Continue reading
Erez Law is currently investigating Raymond James Financial Services, Inc. financial advisor Steve Reznick (CRD# 1067199) regarding investment losses due to sales practice violations. Reznick has been registered with Raymond James Financial Services, Inc. in Tallahassee, Florida from 1989 to … Continue reading
Have you been the victim of former Questar Capital Corporation financial advisor Jerry Michna (CRD# 2711435)? Michna has been registered with Cetera Advisor Networks LLC in Louisville, Ohio since August 2017. Previously, Michna was registered with Questar Capital Corporation in … Continue reading
Erez Law is currently investigating former National Securities Corporation broker Thomas Kelly (CRD# 2877415) regarding unsuitable investment recommendations. Kelly has been registered with Aegis Capital Corp. in New York, New York since May 2018. Previously, Kelly was registered with National … Continue reading
There are options for customers of Merrill Lynch financial advisor Jarett Liddicoat (CRD# 4853499) regarding investment losses. Liddicoat has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Roseville, California since 2004. Liddicoat has been the subject of … Continue reading
Did you lose money investing with former Investors Capital Corp. financial advisor Thomas Logue (CRD# 1700554)? Logue was registered with American Independent Securities Group, LLC in Hinsdale, Illinois from 2014 to 2017 and previously with Investors Capital Corp. in Hinsdale, … Continue reading