Were you the victim of Berthel, Fisher & Company Financial Services, Inc. broker Robyn Simons (CRD# 1538638)? Simons was registered with Berthel, Fisher & Company Financial Services, Inc. in Layton, Utah from 2008 to 2017. Simons has been the subject … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Joe Franklin (CRD# 2673133) regarding investment losses. Franklin was registered with LPL Financial LLC in Hixson, Tennessee from 2010 to April 2020. Franklin has been the subject of three customer … Continue reading
Were you the victim of former NPB Financial Group, LLC broker Cynthia Cowden (CRD# 2054676)? Cowden was registered with NPB Financial Group, LLC in Lake Isabella, California from 2013 to 2020. In October 2020, FINRA barred Cowden after she “consented … Continue reading
Erez Law is currently investigating former Cabot Lodge Securities LLC broker Tatyana Moyseevna (CRD# 2288860) regarding real estate investment losses. Moyseevna has been registered with Independent Financial Group, LLC in Columbia, Maryland and Plantation, Florida since 2017. Previously, Moyseevna was … Continue reading