Former RBC Capital Markets, LLC broker Frank Nickey (CRD# 4287405) faces a customer complaint for Puerto Rico Bonds and master limited partnership (MLP) investment losses. Nickey has been registered with Cuso Financial Services, L.P. in Newport News, Virginia since August … Continue reading
In April 2020, a federal judge in Florida tossed Morgan Stanley’s Motion to Vacate a $3.3 million FINRA arbitration Award won by Jeffrey Erez, Esq. in July 2019 on behalf of its clients due to Puerto Rico bond and fund … Continue reading
In January 2020, a former client of FMSBonds, Inc. won an award in a FINRA arbitration for compensatory damages for $375,000 plus in $80,000 in attorney’s fees due to Puerto Rico bond investment losses. The causes of action included breach … Continue reading
In August 2019, a former client of UBS Financial Services Incorporated of Puerto Rico and UBS Financial Services, Inc. won an award in a FINRA arbitration for compensatory damages for $4.25 million, plus 6.25% per annum, $170,000 in costs, and … Continue reading
In July 2019, a former client of UBS Financial Services, Inc. and UBS Financial Services Incorporated of Puerto Rico won an award in a FINRA arbitration for compensatory damages for $4,813,161 plus $67,969.40 in costs and a $750 non-refundable portion … Continue reading
Did Next Financial Group, Inc. broker Charles Doraine (CRD# 70411) recommend you unsuitable Puerto Rico bonds? Doraine has been registered with Next Financial Group, Inc. in Corpus Christi, Texas since 2007. Puerto Rico suffers from long-term financial and economic deficiencies … Continue reading
Did you suffer losses due to investments in Puerto Rico bonds with The GMS Group, LLC financial advisor Paul Mante (CRD# 4911949)? Mante has been registered with The GMS Group, LLC in Boca Raton, Florida since 2005. Puerto Rico suffers … Continue reading
Erez Law is currently investigating Oppenheimer & Co. Inc. financial advisor Steven Schultz (CRD# 1764802) regarding unsuitable investment recommendations in the high risk energy sector and in Puerto Rico bonds. Schultz has been registered with Oppenheimer & Co. Inc. in … Continue reading
Erez Law is currently investigating David Lerner Associates, Inc. financial advisors who recommended their clients invest in unsuitable Puerto Rico bonds. Puerto Rico suffers from long-term financial and economic deficiencies that rendered its credit increasingly more speculative. The deterioration of Puerto … Continue reading
Did you lose money in Puerto Rico bonds with RBC Capital Markets, LLC financial advisor Janine Killmer (CRD# 1753296)? Killmer has been registered with RBC Capital Markets, LLC in Florham Park, New Jersey since 2001. Puerto Rico suffers from long-term … Continue reading