Category: Private placements
Erez Law is currently investigating Arive Capital Markets broker Ricardo Rose (CRD# 4225756), who is accused of GWG Holdings Inc. investment losses. He has been registered with Arive Capital Markets in Staten Island, New York, since 2015. Previously, he was … Continue reading
Erez Law is currently investigating Dempsey Lord Smith, LLC broker Travis Jennings (CRD# 5753812) regarding GWG Holding Inc.’s L Bonds losses. He was registered with Dempsey Lord Smith, LLC in Tampa, Florida, from 2018 to 2019. Travis Jennings Customer Complaints … Continue reading
Former American Equity Investment Corporation broker Kenneth Baize (CRD# 5713738) is accused of investment losses related to GWG Holdings Inc. He has been registered with LPL Financial LLC in Louisville, Kentucky, since 2019. Previously, he was registered with American Capital … Continue reading
Erez Law is currently investigating brokers across the country who recommended their clients invest in Epoch Fort Collins Delaware Statutory Trusts (DSTs). Regrettably, as is the case with private placements, investors rely on the recommendations from their investment advisors and … Continue reading
Were you the victim of GWG Holdings Inc. losses with American Equity Investment Corporation broker Shane Elsbury (CRD# 5661717)? He has been registered with American Equity Investment Corporation in New Albany, Indiana, since 2009. Shane Elsbury Customer Complaints He has … Continue reading
Erez Law is currently investigating brokers across the country who recommended their clients invest in iCap Northwest Opportunity Fund, LLC, a high-risk private placement with assets in the real estate sector. Regrettably, for investors across the country, as interest rates … Continue reading
There are options for clients of Wealthforge Securities, LLC broker James Raper Jr. (CRD# 5721253), who faces multiple customer complaints related to private placement investment losses. He has been registered with Wealthforge Securities, LLC in Richmond, Virginia, since 2014. James … Continue reading
Erez Law is currently investigating Wealthforge Securities, LLC broker Chay Lapin (CRD# 6275140) regarding real estate and private placement investment losses. He has been registered with Fnex Capital, LLC in Indianapolis, Indiana, since 2022. Previously, he was registered with Growth … Continue reading
Erez Law is currently investigating Berthel Fisher and its brokers across the country, who allegedly recommended their clients invest in alternative investments and private placements. In 2022, investors filed a claim against Berthel Fisher for $32.1 million, according to the … Continue reading
Were you the victim of Cape Securities, Inc. broker Samuel Bruce Phillips Jr. (CRD# 2239471) who is accused of unsuitable investment recommendations in Nelson Partners’ Skyloft is a private placement investment in commercial real estate. Samuel Bruce Phillips Jr. Customer Complaints … Continue reading