Category: Private placements
Did you lose money investing in GWG Holdings Inc. L Bonds with former American Equity Investment Corporation broker Marion Leonberger (CRD# 1083568)? He was registered with American Equity Investment Corporation in Louisville, Kentucky, from 2003 to 2021. Marion Leonberger Customer … Continue reading
Were you the victim of Green Vista Capital, LLC broker Philippus van Staden (CRD# 4489166)? He has been registered with Green Vista Capital, LLC in Winter Park, Florida, since 2018. Previously, he was registered with The Strategic Financial Alliance in … Continue reading
Erez Law is currently investigating former Westpark Capital, Inc. broker Alan Mason (CRD# 1302190) regarding GWG Holdings Inc. L Bonds investment losses. He has been registered with Bradley Woods & Co. Ltd. in New York, New York, since March 2023. … Continue reading
Portsmouth Financial Services broker Raymond Lent (CRD# 817645) is accused of GWG Holdings Inc. L Bonds losses. He has been registered with Portsmouth Financial Services in San Rafael, California, since 2010. In March 2019, the Securities and Exchange Commission (SEC) … Continue reading
There are options for clients of MML Investors Services, LLC broker Darien Bonney (CRD# 4899007), who lost money related to promissory notes investments. He was registered with MML Investors Services, LLC in Scottsdale, Arizona, from 2007 to 2022, when he … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Oppenheimer & Co. Inc. broker Guy Presutti (CRD# 1196621), who is accused of unsuitable investment recommendations. He has been registered with Oppenheimer & … Continue reading
Erez Law is currently investigating former Cabot Lodge Securities LLC broker David Arlein (CRD# 7145), who is accused of GWG Holdings Inc. L Bonds investment losses. He was registered with Cabot Lodge Securities LLC in Boca Ration, Florida, from 2014 … Continue reading
Former Coastal Equities, Inc. broker Kevin Canterbury (CRD# 4939385) is alleged to have recommended unsuitable GPB Capital Holdings investments. He was registered with Coastal Equities, Inc. in Scottsdale, Arizona, from 2012 to 2020. GPB Capital Holdings is a New York-based … Continue reading
Were you the victim of investment losses with Capital Investment Group, Inc. broker Tammie Farrell (CRD# 2475931)? She has been registered with Capital Investment Group, Inc. in Franklin, North Carolina, since 2012. Tammie Farrell Customer Complaints She has been the … Continue reading
Former JRL Capital Corporation broker Larry Law (CRD# 1273118) is accused of GWG Holdings Inc. investment losses. He has been registered with Great Point Capital LLC in Newport Beach, California, since May 2023 and with JRL Capital Advisors LLC in … Continue reading