Category: Ponzi Scheme
Were you the victim of former SA Stone Wealth Management Inc. financial advisor Christopher Wendel (CRD# 1930870) who is allegedly involved in the $1.22 billion Woodbridge Group of Companies Ponzi Scheme? Wendel was registered with SA Stone Wealth Management Inc. … Continue reading
Erez Law is currently investigating former Bolton Global Capital financial advisor Paul Smith (CRD# 1070735) regarding The Haverford Group, a partnership that Smith formed to serve as a pooled investment vehicle that operated in a Ponzi-like manner. Smith was registered … Continue reading
Erez Law is currently investigating former Western International Securities, Inc. CEO Dawn Bennett (CRD# 1567051) regarding a fraud that raised more than $20 million from at least 46 investors through an unregistered offering, DJBennett convertible and promissory notes. Bennett was … Continue reading
Erez Law is currently investigating former Park Avenue Securities financial advisor Lizabeth Gotuaco Ty (Beth Ty) (CRD# 4737319) regarding the sale of unregistered securities and an alleged $114 million Ponzi Scheme. Ty was registered with Park Avenue Securities in Houston, … Continue reading
Erez Law is currently investigating LPL Financial LLC financial advisor Charles Fackrell (CRD# 5369665) regarding securities fraud and involvement in a $1.4 million Ponzi scheme. Fackrell was registered with LPL Financial in Yadkinville, North Carolina from 2010 to 2014. In … Continue reading
Erez Law is currently investigating former The Investment Center, Inc. financial advisor Leon Vaccarelli (CRD# 3227636) regarding a Ponzi Scheme that defrauded elderly customers. Vaccarelli was registered with The Investment Center, Inc. in Waterbury, Connecticut from 2011 to 2017 when … Continue reading
Erez Law is currently investigating brokerage firms and financial advisors across the country who recommended investments in RMA Strategic Opportunity Fund, LLC, a pooled investment hedge fund that operated as a multi-million dollar Ponzi-like scheme. According to a statement by … Continue reading
Erez Law is currently investigating Arizona-based Stephen Hatch (CRD# 239625) who recently pled guilty to a $70 million real-estate Ponzi scheme that preyed on 110 investors. Hatch has a limited CRD report on the FINRA website that does not list … Continue reading
Erez Law is currently investigating former Metlife Securities Inc. financial advisor Bryan Anderson (CRD# 3116269), who is currently serving seven years in federal prison for running a Ponzi scheme. Anderson was registered with Pruco Securities, LLC in Birmingham, Alabama from … Continue reading
Erez Law is currently investigating brokers across the country in connection with losses sustained from participation in a $15 million oil and gas investment Ponzi scheme involving TexStar Energy Corp., Southern Energy Group Inc. and TennStar Energy Inc. In August … Continue reading