Category: Ponzi Scheme
Perry Santillo (no CRD available) was convicted of conspiracy to commit mail fraud, mail fraud and conspiracy to launder money. It is reported that Perry Santillo operated a $102 million Ponzi scheme that defrauded more than 1,000 investors. In January … Continue reading
Were you the victim of former Securities Service Network, Inc. broker Peter Holler (CRD# 838897)? Holler was registered with Securities Service Network, Inc. in Bristol, Tennessee from 2001 to August 2017, when he was terminated regarding, “The representative participated in … Continue reading
Erez Law is currently investigating former Paulson Investment Company LLC broker Kevin Graetz (CRD# 1935982) regarding involvement in the Belize Infrastructure Fund I, LLC, which is believed to be a Ponzi scheme. Graetz was registered with Paulson Investment Company LLC … Continue reading
Were you the victim of former SA Stone Wealth Management Inc. financial advisor Christopher Wendel (CRD# 1930870) who is allegedly involved in the $1.22 billion Woodbridge Group of Companies Ponzi Scheme? Wendel was registered with SA Stone Wealth Management Inc. … Continue reading
Erez Law is currently investigating former Bolton Global Capital financial advisor Paul Smith (CRD# 1070735) regarding The Haverford Group, a partnership that Smith formed to serve as a pooled investment vehicle that operated in a Ponzi-like manner. Smith was registered … Continue reading
Erez Law is currently investigating former Western International Securities, Inc. CEO Dawn Bennett (CRD# 1567051) regarding a fraud that raised more than $20 million from at least 46 investors through an unregistered offering, DJBennett convertible and promissory notes. Bennett was … Continue reading
Erez Law is currently investigating former Park Avenue Securities financial advisor Lizabeth Gotuaco Ty (Beth Ty) (CRD# 4737319) regarding the sale of unregistered securities and an alleged $114 million Ponzi Scheme. Ty was registered with Park Avenue Securities in Houston, … Continue reading
Erez Law is currently investigating LPL Financial LLC financial advisor Charles Fackrell (CRD# 5369665) regarding securities fraud and involvement in a $1.4 million Ponzi scheme. Fackrell was registered with LPL Financial in Yadkinville, North Carolina from 2010 to 2014. In … Continue reading
Erez Law is currently investigating former The Investment Center, Inc. financial advisor Leon Vaccarelli (CRD# 3227636) regarding a Ponzi Scheme that defrauded elderly customers. Vaccarelli was registered with The Investment Center, Inc. in Waterbury, Connecticut from 2011 to 2017 when … Continue reading
Erez Law is currently investigating brokerage firms and financial advisors across the country who recommended investments in RMA Strategic Opportunity Fund, LLC, a pooled investment hedge fund that operated as a multi-million dollar Ponzi-like scheme. According to a statement by … Continue reading