Category: Options

Erez Law is currently investigating Sky Alpha Asset Advisors LLC broker Michael Shatsky (CRD# 2430683) regarding options losses. He has been an investment adviser representative with Sky Alpha Asset Advisors LLC in Boca Raton, Florida, since 2018. He was registered … Continue reading →

There are options for clients of J.K. Financial Services, Inc. broker Joe Zheng (CRD# 2318835) who suffered investment losses. He has been registered with J.K. Financial Services, Inc. in Norco, California, since 2000. Joe Zheng Customer Complaints He has been … Continue reading →

Were you the victim of former Morgan Stanley broker Christian Webb (CRD# 5116707)? He has been registered with Truist Investment Services, Inc. in Atlanta, Georgia, since 2024. He was registered with Morgan Stanley in Peachtree City, Georgia, from 2009 to … Continue reading →

Did you lose money investing with Wells Fargo Clearing Services, LLC broker Jordan Samelson (CRD# 2984356)? He has been registered with Wells Fargo Clearing Services, LLC in New York, New York, since 2016. Jordan Samelson Customer Complaints He has been … Continue reading →

Former Fifth Third Securities, Inc. broker David Wells (CRD# 6774493) was barred by the SEC related to options trading.  He was registered with Fifth Third Securities, Inc. in Chicago, Illinois, from 2019 to 2021, when he was terminated regarding, “At … Continue reading →

Erez Law is currently investigating Sanford C. Bernstein & Co. & AllianceBernstein LP broker Jordan Forney (CRD# 6156849), who is accused of promoting the firm’s Options Advantage Strategy, which caused substantial investment losses. He has been registered with Sanford C. … Continue reading →

Former Creative Planning, LLC broker Brandon Hanna (CRD# 6758707) is accused of options losses. He has been registered with Creative Planning in Overland Park, Kansas, from 2017 to 2023.  Brandon Hanna Customer Complaints He has been the subject of four … Continue reading →

Erez Law is currently investigating Western International Securities, Inc. and 1st Financial Investment, Inc. broker Heath Goldstein (CRD# 2147679) regarding GWG Holdings Inc. investment losses. He has been registered with Western International Securities, Inc. in Clarks Summit, Pennsylvania and with … Continue reading →

Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker William King (CRD# 1432593), regarding unsuitable and unauthorized trades related to put options. He was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, … Continue reading →

Morgan Stanley broker Christiana Webb (CRD# 5116707) is accused of investment losses related to options. She has been registered with Morgan Stanley in Peachtree City, Georgia, since 2009. Christiana Webb Customer Complaints She has been the subject of one customer … Continue reading →