Category: Oil and Gas
Were you the victim of J.J.B. Hilliard, W.L. Lyons, LLC financial advisor John Gordinier (CRD# 2363965) regarding suitability of energy stocks? Gordinier has been registered with J.J.B. Hilliard, W.L. Lyons, LLC in Louisville, Kentucky since 1993. Over the past few … Continue reading
In February 2018, a former client of Wilbanks Securities, Inc. won an award in a FINRA arbitration for compensatory damages for $1.378 million for losses due to investments with Aztec XII Oil and Gas through Aztec Oil & Gas, Inc. … Continue reading
Erez Law is currently investigating Wells Fargo financial advisor Jeffrey Wilson (CRD# 1161819) regarding unsuitable energy investments. Wilson has been registered with Wells Fargo in Las Cruces, New Mexico since 2014. Over the past few years, oil prices have significantly … Continue reading
In January 2018, a former client of Morgan Stanley Smith Barney LLC broker John Yeoman (CRD #867840) settled a FINRA arbitration case for wherein he sought compensatory damages for losses sustained from unsuitability of stock positions in Energy Transfer Equity; … Continue reading
Former clients of UBS Financial Services, Inc. settled three FINRA arbitrations for losses sustained from investments in high risk oil and gas stocks. The investors were clients of financial advisors John Carolyn (CRD# 4485799) and Alfred Kovacs (CRD# 1338713). In … Continue reading
Erez Law is currently investigating Raymond James & Associates financial advisors across the country who recommended the sale of oil and gas Master Limited Partnership investments in Memorial Production Partners LP. MLPs are limited partnerships that are publicly traded. It … Continue reading
Erez Law is currently investigating former UBS Financial Services, Inc. financial advisor Erik Littlejohn (CRD# 1910841) regarding energy sector losses. Littlejohn has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Houston, Texas since 2015. Previously, he was … Continue reading
Erez Law is currently investigating Janney Montgomery Scott LLC financial advisor Jack Griffith Jr. (CRD# 1446978) regarding energy sector losses. Griffith has been registered with Janney Montgomery Scott LLC in Columbia, South Carolina since 2014. Previously, he was registered with … Continue reading
Erez Law is currently investigating Janney Montgomery Scott LLC financial advisor Richard Baum (CRD# 15065) regarding unsuitable over concentration in the high risk energy sector. Baum has been registered with Janney Montgomery Scott LLC in Boston, Massachusetts since 2014. Previously, … Continue reading
Erez Law is currently investigating brothers Matthew C. Griffin and William D. Griffin (CRD# 4208630), who are alleged to make numerous misrepresentations to investors in connection with the oil and gas well project for their company Payson Petroleum, Inc. Payson … Continue reading