Can I recover losses from investments with former UBS Financial Services Inc. broker Joseph Whitney (CRD# 4593351)? Joseph Whitney has been registered with Wedbush Securities Inc. in New York, New York from May 2020 to February 2021. Previously, Joseph Whitney … Continue reading
In September 2021, Ernesto Heraclito Weisson Pazmino of Miami, Florida, Roberto Gustavo Cortes Ripalda of Madrid, Spain, and Fernando Haberer Bergson of Buenos Aires, Argentina were criminally indicted and charged with conspiring to defraud investors and financial institutions. Pazmino was … Continue reading
Did you lose money investing with former SCF Investment Advisors, Inc. broker John Nguyen (CRD# 4919629)? Nguyen has been registered with Crown Capital Securities, L.P. in Placentia, California since 2016. Previously, from 2007 to 2016, Nguyen was registered with SCF … Continue reading
Erez Law is currently investigating David Lerner Associates, Inc. brokers who recommended their clients invest in unsuitable oil, gas, and energy investments, which suffered significant declines when the market crashed due to the COVID-19 pandemic (the winter and spring of … Continue reading
Erez Law is currently investigating former SagePoint Financial, Inc. broker Troy Baily (CRD# 4458930) regarding Future Income Payments, LLC (FIP LLC) investment losses. Baily was registered with SagePoint Financial, Inc. in Omaha, Nebraska from 2016 to 2018 and from April … Continue reading
Erez Law is currently investigating brokers across the country who recommended their clients invest in UBS ETRACS exchange-traded notes (ETNs). It is alleged that UBS Financial Services, Inc. and TD Ameritrade brokers recommended their clients invest in UBS ETRACS ETNs, … Continue reading
Were you the victim of former Wells Fargo broker Ramon Herrera (CRD# 6021170)? Herrera was registered with Wells Fargo Clearing Services, LLC in Jersey City, New Jersey from 2012 to 2018. In October 2019, the New Jersey Bureau of Securities … Continue reading
Erez Law is currently investigating California broker Kurt Jackson (CRD# 2913769) regarding high risk energy sector losses. Jackson has been registered with Commonwealth Financial Network in San Luis Obispo, California since 2015. Jackson was registered with NFP Advisor Services, LLC … Continue reading
Erez Law is currently investigating former Signator Investors, Inc. financial advisor David Ferwerda (CRD# 832431) who was barred by FINRA for not cooperating with an investigation into the Woodbridge Group of Companies Ponzi Scheme. Ferwerda has been registered with Signator … Continue reading
Have you suffered losses due to investments with Stifel, Nicolaus & Company, Incorporated financial advisor Scott Sanders (CRD# 3063288)? Sanders has been registered with Stifel, Nicolaus & Company, Incorporated In Fort Myers, Florida since 2009. Sanders has been the subject … Continue reading