There are options for customers of Newbridge Securities Corporation financial advisor Michael Greenfield (CRD# 5406611). Greenfield has been registered with Newbridge Securities Corporation in Boca Raton, Florida since 2017. Previously, Greenfield was registered with Oppenheimer & Co. Inc. in Boca … Continue reading
Did you suffer investment losses with former Questar Capital Corporation financial advisor Todd Lamberty (CRD# 4155573)? Lamberty has been registered with Newbridge Securities Corporation in Sioux Falls, South Dakota since July 2018. Previously, Lamberty was registered with Questar Capital Corporation … Continue reading
In February 2019, a former client of Benjamin & Jerold Brokerage I, LLC won an award in a FINRA arbitration for compensatory damages for $957,598.77 plus 1.5% interest per annum for losses sustained from losses sustained from investments in Apollo … Continue reading
Did you suffer losses due to investments with National Securities Corporation financial advisor Robert Abramowitz (CRD# 4437589)? Abramowitz has been registered with National Securities Corporation in Melville, New York since December 2017. Previously, Abramowitz was registered with Oppenheimer & Co. … Continue reading
Erez Law is currently investigating Raymond James & Associates, Inc. financial advisor Marc Miller (CRD# 4521825) regarding investment losses. Miller has been registered with Raymond James & Associates, Inc. in Port Charlotte, Florida since 2013. Miller has been the subject … Continue reading
In December 2018, a former client of Morgan Stanley won an award in a FINRA arbitration for $4.2 million for negligent supervision related to investment losses with barred broker Aaron Parthemer (CRD# 2546369). The FINRA arbitration panel found Morgan Stanley … Continue reading
There are options for customers of Stifel, Nicolaus & Company, Incorporated financial advisor Ghazaleh Ebrahimi (CRD# 2873246) regarding investment losses. Ebrahimi has been registered with Stifel, Nicolaus & Company, Incorporated in San Francisco, California since 2011. Ebrahimi has been the … Continue reading
Former Edward Jones financial advisor Curtis Howard (CRD# 1390753) has pending $1 million customer complaint for investment losses. Howard has been registered with Harbor Financial Services, LLC in Mobile, Alabama since September 2017. Previously, Howard was registered with Edward Jones … Continue reading
Were you the victim of Stifel, Nicolaus & Company, Inc. financial advisor Robert Cleary (CRD# 1505792)? Cleary has been registered with Stifel, Nicolaus & Company, Inc. in New York, New York since 2007. Cleary has been the subject of two … Continue reading
In August 2018, a FINRA arbitration panel ordered Trustmont Financial Group, Inc. to pay a former client more than $1 million in damages. According to the claim, Trustmont requested $500,000 in damages regarding breach of fiduciary duty, committing fraud and … Continue reading