Category: Negligence Articles
There are options for customers of Stifel, Nicolaus & Company, Incorporated financial advisor Ghazaleh Ebrahimi (CRD# 2873246) regarding investment losses. Ebrahimi has been registered with Stifel, Nicolaus & Company, Incorporated in San Francisco, California since 2011. Ebrahimi has been the … Continue reading
Former Edward Jones financial advisor Curtis Howard (CRD# 1390753) has pending $1 million customer complaint for investment losses. Howard has been registered with Harbor Financial Services, LLC in Mobile, Alabama since September 2017. Previously, Howard was registered with Edward Jones … Continue reading
Were you the victim of Stifel, Nicolaus & Company, Inc. financial advisor Robert Cleary (CRD# 1505792)? Cleary has been registered with Stifel, Nicolaus & Company, Inc. in New York, New York since 2007. Cleary has been the subject of two … Continue reading
In August 2018, a FINRA arbitration panel ordered Trustmont Financial Group, Inc. to pay a former client more than $1 million in damages. According to the claim, Trustmont requested $500,000 in damages regarding breach of fiduciary duty, committing fraud and … Continue reading
Erez Law is currently investigating Rhodes Securities owner and chairman Jim Gordon Rhodes (CRD# 813870), CEO J. Gordon Rhodes (CRD# 4763582) and president and COO Marilyn Zehntner (CRD# 2645697) regarding breach of fiduciary duty, negligence, and breach of contract. Rhodes … Continue reading
Former Stifel, Nicolaus & Company, Inc. financial advisor Jon Schmidhammer (CRD# 1548931) barred by the Securities and Exchange Commission (SEC) regarding negligence, unsuitable management, unauthorized trading and securities violations related to a penny stock offering. Schmidhammer was registered with Stifel, … Continue reading
Erez Law is currently investigating Century Securities Associates, Inc. financial advisor Bernard McLaughlin Jr. (CRD# 601178) regarding negligence and breach of fiduciary duty related to energy investments. Mclaughlin has been registered with Century Securities Associates, Inc. in Chaska, Minnesota since … Continue reading
Erez Law is currently investigating former Paulson Investment Company LLC broker Kevin Graetz (CRD# 1935982) regarding involvement in the Belize Infrastructure Fund I, LLC, which is believed to be a Ponzi scheme. Graetz was registered with Paulson Investment Company LLC … Continue reading
Did you lose money investing with former SW Financial financial advisor Yousuf Saljooki (CRD# 5045123)? Saljooki was registered with Worden Capital Management LLC in Melville, New York from December 2017 until April 2018, when he was terminated regarding, “RR failed … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Paulson Investment Company LLC broker Minish Hede (aka Minish “Joe” Hede) (CRD# 2389098). Hede was registered with Paulson Investment Company LLC in … Continue reading