Category: Negligence Articles
Erez Law is currently investigating former National Securities Corporation financial advisor Raj Raghani (CRD# 4858036) regarding negligence and other securities violations. Raghani has been registered with Joseph Stone Capital L.L.C. in Aventura, Florida May 2017. Previously, he was registered with … Continue reading
Erez Law is currently investigating former Waddell & Reed financial advisor Steven Fonda (CRD# 2198086) regarding negligence, discretionary trading and unsuitable investments. Fonda has been registered with Waddell & Reed in Reno, Nevada from 2009 to February 2017, when he … Continue reading
Erez Law is currently investigating IMS Securities, Inc. financial advisor Christopher Gammon (CRD# 2354523) regarding losses sustained from advisor negligence. Gammon has been registered with IMS Securities, Inc. in Houston, Texas since 1999. Gammon has been the subject of four … Continue reading