There are options for customers of UBS Financial Services Inc. broker Patrick Moriarty (CRD# 4764378) regarding municipal debt losses. He has been registered with UBS Financial Services Inc. in Boston, Massachusetts, from 2007 to 2024, when he was terminated regarding, … Continue reading
Erez Law is currently investigating Morgan Stanley broker Christopher Smith (CRD# 1047265) regarding municipal debt losses. He has been registered with Morgan Stanley in Houston, Texas, since 2009. Christopher Smith Customer Complaints He has been the subject of one customer … Continue reading
Were you the victim of Oppenheimer & Co. Inc. broker Mark Reynolds (CRD# 1639111)? He has been registered with Oppenheimer & Co. Inc. in Chicago, Illinois, since 2005. Mark Reynolds Customer Complaints He has been the subject of two customer … Continue reading
There are options for clients UBS Financial Services Inc. broker Kenneth Angelo (CRD# 1373178), who suffered losses in municipal bonds. He has been registered with UBS Financial Services Inc. in Paramus, New Jersey, since 2009. Kenneth Angelo Customer Complaints He … Continue reading
Were you the victim of Easterly ROCMuni High Income Fund losses due to recommendations by Stifel, Nicolaus & Company, Incorporated broker Eric Seuss (CRD# 1950146)? He has been registered with Stifel, Nicolaus & Company, Incorporated in Edwardsville, Illinois, since 2014. … Continue reading
Wells Fargo Clearing Services, LLC broker Robert Wise (CRD# 5884184) faces municipal debt losses. He has been registered with Wells Fargo Clearing Services, LLC in Tampa, Florida, since 2016. He was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated … Continue reading
Were you the victim of Newedge Securities, LLC broker David Loesch (CRD# 2380024)? He has been registered with Newedge Securities, LLC in Katy, Texas, since 2017. He was registered with WFG Investments, Inc. in Katy, Texas, from 2001 to 2017. … Continue reading
Erez Law is currently investigating LPL Financial LLC broker William Sullivan (CRD# 2288195) related to municipal bond losses. He has been registered with LPL Financial LLC in Harbinger, North Carolina, since 2018. William Sullivan Customer Complaints He has been the … Continue reading
There are options for clients of UBS Financial Services Inc. broker Jonathan Barter (CRD# 2975538) who suffered investment losses. He has been registered with UBS Financial Services Inc. in New York, New York, since 2014. Jonathan Barter Customer Complaints He … Continue reading
Were you the victim of investment losses due to unsuitable municipal bond portfolio recommendations by your UBS Financial Services Inc. investment broker? According to public records, a former client of UBS Financial Services Inc. filed a $10 million customer complaint … Continue reading