Erez Law is currently investigating former Royal Alliance Associates, Inc. broker Gary Basralian (CRD# 14385) for unsuitable investment recommendations. Basralian was registered with Royal Alliance Associates, Inc. in Maplewood, New Jersey from 1989 to December 2017, when he was terminated … Continue reading
There are options for customers of former Western International Securities, Inc. broker Bradley Mascho (CRD# 2039720) who is alleged to take part in the DJBennett fraud scheme. Bradley Mascho was registered with Western International Securities, Inc. in Frederick, Maryland from … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former The Leaders Group, Inc. financial advisor Mark Reinking (CRD# 1602957). Reinking was registered with The Leaders Group, Inc. in Littleton, Colorado from … Continue reading
Erez Law is currently investigating former Ameritas Investment Corp. financial advisor Michael Blake (CRD# 2022161) regarding losses from a pooled investment fund. Blake was registered with Mid Atlantic Capital Corporation in Paradise Valley, Arizona from May to October 2013 and … Continue reading
There are options for customers of McNally Financial Services Corporation financial advisor Barrett Schultz (CRD# 2741114) who suffered investment losses. Schultz has been registered with McNally Financial Services Corporation in San Antonio, Texas since 2006. Schultz has been the subject … Continue reading
Were you the victim of NJLI Advisors L.L.C. financial advisor and owner Michael Siegel (CRD# 1950871)? In February 2018, the New Jersey Bureau of Securities sanctioned Siegel to $100,000 in civil and administrative penalties and fines and expelled him from … Continue reading
Erez Law is currently investigating former HD Vest Investment Services financial advisor Jerry Raines (CRD# 4578689) regarding losses sustained from investments in the Woodbridge Group of Companies fraud. Raines was registered with HD Vest Investment Services in Kilgore, Texas from … Continue reading
In February 2018, a former client of Legend Securities, Inc. won an award in a FINRA arbitration for compensatory damages for $161,970 plus 4% interest per year and $20,000 in punitive damages, for a total award of $181,970. The investors … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Hoplon Financial Group Founder and CEO Daniel Vasquez Sr. (CRD# 3141463) regarding losses sustained from a pooled investment fund. Vasquez was registered with … Continue reading
Warning former customers and former customers of Morgan Stanley financial advisors James Polese (CRD# 2636427) and Cornelius Peterson (CRD# 5769919), who are alleged to defraud multiple clients by stealing nearly half a million dollars of client assets. Polese and Peterson … Continue reading