Category: Fraud Articles
Erez Law is currently investigating barred financial advisors Gregg Schonhorn (CRD# 2400042) and Deborah Kelley (CRD# 1179082) regarding participating in the offering of a penny stock and participation in a pay-to-play pension bribery scheme involving the New York State Common Retirement … Continue reading
Erez Law is currently investigating financial advisors across the country who recommended their clients invest in Longfin Corp. Longfin Corp. (LFIN) is a US-based, global Fintech company powered by artificial intelligence (AI) and machine learning. The Company, through its wholly-owned … Continue reading
In April 2018, a former client of UBS Financial Services Inc. won an award in a FINRA arbitration for compensatory damages for $805,120 for losses sustained from negligence and other acts of securities fraud. The investors were clients of financial … Continue reading
There are options for customers of former Fortune Financial Services, Inc. financial advisor Michael Giokas (CRD# 1398674) who suffered investment losses. Giokas has been registered with Fortune Financial Services, Inc. in Clarence, New York from 2013 to October 2017. Giokas … Continue reading
Erez Law is currently investigating former Royal Alliance Associates, Inc. broker Gary Basralian (CRD# 14385) for unsuitable investment recommendations. Basralian was registered with Royal Alliance Associates, Inc. in Maplewood, New Jersey from 1989 to December 2017, when he was terminated … Continue reading
There are options for customers of former Western International Securities, Inc. broker Bradley Mascho (CRD# 2039720) who is alleged to take part in the DJBennett fraud scheme. Bradley Mascho was registered with Western International Securities, Inc. in Frederick, Maryland from … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former The Leaders Group, Inc. financial advisor Mark Reinking (CRD# 1602957). Reinking was registered with The Leaders Group, Inc. in Littleton, Colorado from … Continue reading
Erez Law is currently investigating former Ameritas Investment Corp. financial advisor Michael Blake (CRD# 2022161) regarding losses from a pooled investment fund. Blake was registered with Mid Atlantic Capital Corporation in Paradise Valley, Arizona from May to October 2013 and … Continue reading
There are options for customers of McNally Financial Services Corporation financial advisor Barrett Schultz (CRD# 2741114) who suffered investment losses. Schultz has been registered with McNally Financial Services Corporation in San Antonio, Texas since 2006. Schultz has been the subject … Continue reading
Were you the victim of NJLI Advisors L.L.C. financial advisor and owner Michael Siegel (CRD# 1950871)? In February 2018, the New Jersey Bureau of Securities sanctioned Siegel to $100,000 in civil and administrative penalties and fines and expelled him from … Continue reading