Category: Energy Sector Losses
Erez Law is currently investigating recommendations from Morgan Stanley and other brokerage firms across the country who recommended their clients invest in Seadrill Ltd., an offshore deepwater drilling contractor. Seadrill and other oil and gas companies have experienced price fluctuations … Continue reading
Erez Law is currently investigating Capital Financial Services, Inc. financial advisor Steven Roland Knuttila (CRD# 3039112) regarding unsuitable recommendations in the high risk oil and real estate sectors. Knuttila has been registered with Capital Financial Services, Inc. in Perham, Minnesota … Continue reading
Erez Law is currently investigating First Kentucky Securities Corp. financial advisors who recommended investment portfolios concentrated in the high risk energy sector. Recently, a former Louisville, Kentucky-based First Kentucky Securities Corp. customer alleged that she suffered losses due to an … Continue reading
Erez Law is currently investigating Wunderlich Securities, Inc. financial advisor Ralph E. DeRose (CRD# 721488) regarding over concentration in high risk oil and gas investments. DeRose has been registered with Wunderlich Securities, Inc. in Beachwood, Ohio since 2010. In April … Continue reading
Erez Law is currently investigating recommendations from financial advisors across the country who recommended the sale of oil and gas Master Limited Partnership investments in Memorial Production Partners LP. MLPs are limited partnerships that are publicly traded. It combines the … Continue reading
Erez Law is currently investigating J.P. Morgan financial advisors across the country who recommended an investment strategy concentrated in the volatile energy sector. A retired widow and novice investor from Wisconsin recently filed a FINRA arbitration against J.P. Morgan for … Continue reading
Erez Law is currently investigating Morgan Stanley financial adviser Joseph Patrick McGinley (CRD# 327656) regarding misrepresentation and securities violations related to energy investments. McGinley has been registered with Morgan Stanley in Philadelphia, Pennsylvania since 2011. It is alleged that McGinley … Continue reading
Erez Law is currently investigating J.J.B. Hilliard, W.L. Lyons, LLC financial advisor Gary Lee Richards (CRD# 2224200) regarding his investment strategy concentrating portfolios in high risk energy stocks. Richards has been registered with J.J.B. Hilliard, W.L. Lyons, LLC in Steubenville, … Continue reading
Erez Law is currently investigating Wells Fargo financial advisor Jeffrey Randolph Wilson (CRD# 1161819) regarding recommending unsuitable energy investments. Wilson has been registered with Wells Fargo in Las Cruces, New Mexico since 2014. Wells Fargo brokers, including Jeffrey Randolph Wilson, … Continue reading
Erez Law is currently investigating former Oppenheimer & Co., Inc. and Cetera Advisors, LLC financial advisor Abraham Heimann (CRD# 1315922) regarding unsuitability and unauthorized trades. Heimann was registered with Cetera Advisors in Alpharetta, Georgia from 2013 to 2016 and with … Continue reading