Erez Law is currently investigating former National Securities Corporation financial advisor Raj Raghani (CRD# 4858036) regarding negligence and other securities violations. Raghani has been registered with Joseph Stone Capital L.L.C. in Aventura, Florida May 2017. Previously, he was registered with National Securities Corporation in Miami, Florida from 2012 to 2017 and with VFinance Investments, Inc. in Miami, Florida from 2009 to 2012.
Raghani has been the subject of one customer complaints, according to his CRD report:
October 2017. “Negligence, breach of fiduciary duty, breach of contract.” The customer is seeking $1,000,000 in damages and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, National Securities Corporation may be liable for investment or other losses suffered by Raghani’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.