Wells Fargo Clearing Services, LLC broker Brian Turner (CRD# 5453135) is accused of unsuitable investment recommendations. He has been registered with Wells Fargo Clearing Services, LLC in Ellicott City, Maryland since 2009.
Brian Turner Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
November 2021. “Claimants allege that around December 2020, the FA recommended unsuitable stocks.” The case is currently pending. The complaint was regarding common and preferred stocks.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wells Fargo Clearing Services, LLC may be liable for investment or other losses suffered by Brian Turner’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.