Can you recover losses due to recommendations by PFS Investments Inc. broker Brian Keith Nelson (CRD# 5779195)? He has been registered with PFS Investments Inc. in Grand Prairie, Texas, since 2012.
Brian Keith Nelson Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
June 2024. “The customer alleged that the RR added his own bank account to and withdrew funds from the customer’s mutual fund account without the customer’s knowledge/consent.” The case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, PFS Investments Inc. may be liable for investment or other losses suffered by Brian Keith Nelson’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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