Can I recover losses from investments with Aegis Capital Corp. broker Brian Court (CRD# 2591547) who is accused of unsuitable investment recommendations. Brian Court has been registered with Aegis Capital Corp in Melville, New York since 2014.
Brian Court Customer Complaints
Brian Court has been the subject of five customer complaints between 2009 and 2021, two of which were closed without action, according to his CRD report. Recent complaints are regarding:
July 2021. “Time frame: May 2014 – March 2021. Claimant alleges unsuitability, churning, breach of fiduciary duty and, negligence.” The customer is seeking $110,000 in damages and the case is currently pending. The complaint was regarding real estate securities and unspecified securities and took place while Brian Court was registered with Aegis Capital Corp.
February 2017. “Time frame: June 2015 – November 2016. Client alleges unauthorized trading, unsuitable transactions, and churning.” The customer sought $65,451 in damages and the case was settled for $35,000.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Aegis Capital Corp. may be liable for investment or other losses suffered by Brian Court’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.