Were you the victim of former Geneos Wealth Management, Inc. broker Brent Pine (CRD# 1618007)? He was registered with Cetera Advisor Networks LLC in Scottsdale, Arizona, from 2021 to 2024, and Geneos Wealth Management, Inc. in Scottsdale, Arizona, from 2010 to 2021.
Brent Pine Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
April 2025. “Claimant alleges that Mr. Pine made negligent and improper recommendations of investment products that were not suitable to the clients desire to preserve principal and avoid unnecessary risk. Claimant also alleges that fair and balanced disclosures were not made regarding the high-risk nature of the investment products recommended.” The customer is seeking $250,000 in damages, and the case is currently pending. The complaint was regarding direct investments and real estate securities, and it took place while he was registered with Geneos Wealth Management, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Geneos Wealth Management, Inc. may be liable for investment or other losses suffered by Brent Pine’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields