There are options for clients of former Cetera Investment Services LLC broker Brad Feldman (CRD# 2858061) regarding real estate securities losses. He has been registered with Raymond James Financial Services, Inc. in San Antonio, Texas, since 2015, and Raymond James Financial Services Advisors, Inc. in San Antonio, Texas, since 2015. He was registered with Cetera Investment Advisers LLC in San Antonio, Texas, from 2014 to 2015, and Cetera Investment Services LLC in San Antonio, Texas, from 2008 to 2015.
Brad Feldman Customer Complaints
He has been the subject of five customer complaints between 2001 and 2023, two of which were denied, according to his CRD report:
March 2023. “Claimants alleges that their registered representative recommended unsuitable investments.” The customer sought $150,000 in damages, and the case was settled for $75,000. The complaint was regarding real estate securities, and it took place while he was registered with Cetera Investment Services LLC.
February 2023. “Claimants allege they were recommended unsuitable investments.” The case was settled for $240,000. The complaint was regarding real estate securities, and it took place while he was registered with Cetera Investment Services LLC.
July 2021. “Claimant alleges that their registered representative recommended unsuitable investments.” The customer sought $75,000 in damages, and the case was settled for $12,500. The complaint was regarding real estate investment securities (REITs), and it took place while he was registered with Cetera Investment Services LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Cetera Investment Services LLC may be liable for investment or other losses suffered by Brad Feldman’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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